
Your traders use AI.Your compliance team can't see it.Oximy can.
Full visibility into AI usage across trading, advisory, and operations. SEC, FINRA, and PCI-DSS audit trails from day one.

Full visibility into AI usage across trading, advisory, and operations. SEC, FINRA, and PCI-DSS audit trails from day one.
The Board Question
Before the Regulator Finds It
AI tools adopted without compliance review
No audit trail for AI-assisted decisions
Shadow AI invisible to risk team
Regulatory findings discovered during examination
Every AI tool mapped to regulatory framework
Full audit trail for every AI interaction
Shadow AI surfaced and governed in real time
Issues caught and resolved before examination
Every AI interaction is logged with full audit metadata: user, department, tool, timestamp, and data classification. Reports map directly to SEC examination priorities and FINRA supervisory requirements. Exportable to your existing GRC platform.
Have more questions?
For Financial Services
Dedicated compliance onboarding. SEC/FINRA audit trail from day one. Live in 60 days.